8/6/2024 9:10:24 AM Prospectus Politics: Navigating the New POATRs Landscape By Marc Proudfoot Since the FCA published the Consultation on the new Public Offers and Admissions to Trading Regulations regime (POATRs) (CP24/12), I have...
7/17/2024 10:40:28 AM FCA Overhauls Listing Rules to Boost UK Capital Markets By Keith Lassman The Financial Conduct Authority (FCA) announced changes to the UK Listing Rules, set to take effect on 29 July 2024. These revisions aim...
5/29/2024 1:59:01 AM Love Island and The Only Way is Essex stars charged for touting financial products on Instagram By Gabi Luknar Reality TV Stars, Holly Thompson, Biggs Chris, Jamie Clayton, Lauren Goodger, Rebecca Gormley, Yazmin Oukhellou, Scott Timlin and Eva...
12/8/2022 3:58:26 PM FCA Sustainability Disclosure Requirements (SDR) and Investment Labels By Georgia Learoyd On 25 October 2022, the UK’s Financial Conduct Authority (FCA) issued a consultation paper (CP22/20) (the "Consultation Paper") on...
7/21/2020 6:06:28 PM Firms approving Financial Promotions to pass through regulatory gateway?: HM Treasury consult on proposed reforms By Howard Kennedy HM Treasury have proposed a regulatory framework which would require authorised firms to obtain the FCA's consent before they can approve...
6/17/2020 12:00:00 AM Sea-change for over 45,000 FCA regulated firms as the assessing adequate financial resources framework is introduced By Howard Kennedy If you haven't heard about the FCA's "FG 20/1 Our framework: assessing adequate financial resources" (the "Framework") published on 11...
6/11/2019 12:00:00 AM Is the FCA missing key points over the Woodford fund suspension? By David Hamilton A listener to the comments of Andrew Bailey of the Financial Conduct Authority on BBC Radio 4's Today Programme this morning (11 June...
6/4/2019 12:00:00 AM Suspending dealing in a fund: An end in itself or just the beginning of the end? By Howard Kennedy When investor confidence in a manager is low, suspending dealing is one of the tools which can be used to manage the outward flow; as we...
5/30/2019 12:00:00 AM A credit card to allow you to spend your crypto anywhere By Howard Kennedy So many questions. But however you look at it, this could be revolutionary. According to yesterday's @Financial Times, @Visa is launching...