6/19/2020 8:33:45 AM Ban on retail sale of "high risk investments" broadened and made permanent by FCA By Howard Kennedy The Financial Conduct Authority has been extremely busy of late proposing and implementing new policy; the latest targets on their...
6/17/2020 12:00:00 AM Sea-change for over 45,000 FCA regulated firms as the assessing adequate financial resources framework is introduced By Howard Kennedy If you haven't heard about the FCA's "FG 20/1 Our framework: assessing adequate financial resources" (the "Framework") published on 11...
6/4/2020 12:44:14 PM Covid19 & financial regulation: The return to the office By Howard Kennedy As we contemplate working practices post-lockdown, FCA-regulated firms (indeed, any business) may be wondering not just whether it is...