1/19/2021 12:00:00 AM Act now, don't pay later - FCA reminds firms to regularly review regulatory permissions By David Hamilton What has been said? On 18 January 2021, the Financial Conduct Authority published a statement reminding firms to regularly review their...
1/11/2021 4:39:41 PM Lockdown 3.0 Brings Back Communication Recording Obligations By Howard Kennedy On 11 January 2021, the FCA issued Market Watch 66 which sets out new expectations for firms when working from home. Importantly, this...