On 25 October 2022, the UK’s Financial Conduct Authority (FCA) issued a consultation paper (CP22/20) (the "Consultation Paper") on...
On 15 December 2021, HM Treasury published their consultation on the future of the high net worth individuals and sophisticated investors...
Introduction Both the Financial Conduct Authority and HM Treasury published papers concerning the Appointed Representative regime on 3...
The FCA announced in January of this year that firms need to regularly review their regulatory permissions as the FCA will be taking a...
Non-UK based firms wishing to provide financial services in to the UK may require authorisation and regulation by the UK Financial...
The Financial Conduct Authority has been extremely busy of late proposing and implementing new policy; the latest targets on their...
As we contemplate working practices post-lockdown, FCA-regulated firms (indeed, any business) may be wondering not just whether it is...
As the importance of ESG to investors and the broader business community grows, so the question of how we appropriately capture a...
The FCA updated its coronavirus information page earlier today (6 May 2020) with a section entitled "Information security" to remind...
"We will be looking into this further, but want any practice of this nature to cease immediately." The FCA published a strongly worded...
The FCA has recently published guidance about their expectations of how firms meet their SMCR related obligations during Covid19. It is...
As previously discussed, all FCA regulated firms need to have a business continuity plan and should have tested it regularly to ensure it...