7/21/2020 6:06:28 PM Firms approving Financial Promotions to pass through regulatory gateway?: HM Treasury consult on proposed reforms By Howard Kennedy HM Treasury have proposed a regulatory framework which would require authorised firms to obtain the FCA's consent before they can approve...
6/17/2020 12:00:00 AM Sea-change for over 45,000 FCA regulated firms as the assessing adequate financial resources framework is introduced By Howard Kennedy If you haven't heard about the FCA's "FG 20/1 Our framework: assessing adequate financial resources" (the "Framework") published on 11...