7/22/2020 12:00:00 AM Cryptoasset crackdown: Government proposals to bring cryptoasset promotion within the scope of the financial promotion regime By Howard Kennedy HM Treasury's latest consultation on bringing cryptoasset promotion within the scope of the financial promotion regime seeks to find the...
7/21/2020 6:06:28 PM Firms approving Financial Promotions to pass through regulatory gateway?: HM Treasury consult on proposed reforms By Howard Kennedy HM Treasury have proposed a regulatory framework which would require authorised firms to obtain the FCA's consent before they can approve...
6/19/2020 8:33:45 AM Ban on retail sale of "high risk investments" broadened and made permanent by FCA By Howard Kennedy The Financial Conduct Authority has been extremely busy of late proposing and implementing new policy; the latest targets on their...
6/17/2020 12:00:00 AM Sea-change for over 45,000 FCA regulated firms as the assessing adequate financial resources framework is introduced By Howard Kennedy If you haven't heard about the FCA's "FG 20/1 Our framework: assessing adequate financial resources" (the "Framework") published on 11...
4/28/2020 11:03:25 AM Covid19 & the FCA: FCA issues strong warning over banking bad practice By Howard Kennedy "We will be looking into this further, but want any practice of this nature to cease immediately." The FCA published a strongly worded...
1/23/2020 4:23:48 PM How well do you know who are your underlying investors? By David Hamilton The FCA has published three Dear CEO letters earlier this week (w/c 20 January 2020); serving notice to large chunks of the UK Financial...
1/23/2020 4:23:21 PM Financial advisers under the regulatory spotlight By Howard Kennedy The FCA has published three Dear CEO letters this week (w/c 20 January 2020); serving notice to large chunks of the UK Financial Services...
7/17/2019 2:43:43 PM Woodford & the FCA's balancing act By Howard Kennedy During a speech at the FCA's annual public meeting on Wednesday 17 July, Andrew Bailey (the Chief Executive) commented that the Woodford...