5/6/2020 12:00:00 AM Covid19 & financial regulation: The FCA reminds firms to prioritise cyber security By David Hamilton The FCA updated its coronavirus information page earlier today (6 May 2020) with a section entitled "Information security" to remind...
4/28/2020 11:03:25 AM Covid19 & the FCA: FCA issues strong warning over banking bad practice By Howard Kennedy "We will be looking into this further, but want any practice of this nature to cease immediately." The FCA published a strongly worded...
4/7/2020 12:00:00 AM Covid19 & the FCA's expectations of the firms it regulates: Act now, don't pay later By David Hamilton The FCA has recently published guidance about their expectations of how firms meet their SMCR related obligations during Covid19. It is...
4/1/2020 12:00:00 AM COVID-19 and Capital Markets By Keith Lassman This note summarises actions and guidance various regulatory bodies have taken and issued to assist businesses in the capital markets...
3/20/2020 11:14:09 AM Covid19 & financial regulatory filings By Howard Kennedy On 17 March, the FCA published guidance to FCA regulated firms about how to handle a range of items in the Covid19 outbreak. The guidance...
3/19/2020 12:00:00 AM Covid19 & Business continuity in financial services By Howard Kennedy All FCA regulated firms need to have a business continuity plan and should test it regularly to ensure it is effective. As such, on the...